| 9th Feb 12 | RDR Group | London |
|---|---|---|
| RDR | ||
|
Chairman Neil Walkling RDR Specialist Ernst & Young City of London Club, 19 Old Broad Street, London EC2N 1DS (map) 2 for 2.15pm to 4pm, followed by drinks |
Discussion Topics 2012 RDR UPDATE • General progress update • Trail & legacy commission • Pricing structures -- factory gate pricing v share class discounted units • Platforms • Qualifications • Issues raised by members |
|
| 20th Feb 12 | Operational Risk | London |
|---|---|---|
| Operational Risk | ||
|
Chairman George Quigley Partner BDO LLP The City of London, 19 Old Broad Street, London EC2N 1DS (map) 2 for 2.15pm to 4pm, followed by drinks |
Discussion Topics • Eurozone update • Risk frameworks -- embedding -- evidencing • Frameworks v policies • ARROW visit preparation -- interactions with the new regulator • Value of external loss data • Strategic risk (operational) • MI reports: levels & types • Issues raised by members |
|
| 21st Feb 12 | Financial Crime | London |
|---|---|---|
| Financial Crime | ||
|
Chairman Sterl Greenhalgh Partner Grant Thornton Grant Thornton's Offices, 30 Finsbury Square, London EC2A 1AG (map) 3.45 for 4pm to 5.30pm, followed by drinks |
Discussion Topics SOCA SPECIAL MEETING A discussion with Stephen Hardwick, Principal Officer, Strategy & Prevention, Serious Organised Crime Agency |
|
| Sponsors - Grant Thornton | ||
| 27th Feb 12 | Complaints Handling | London |
|---|---|---|
| Complaints Handling | ||
|
Tower 42, 25 Old Broad Street, London EC2N 1HQ (map)
2 for 2.15pm to 4pm, followed by drinks |
Discussion Topics • Issues raised by members |
|
| Sponsors - Huntswood & CDC Software | ||
| 28th Feb 12 | Compliance - Scotland | Edinburgh |
|---|---|---|
| Compliance | ||
|
The Balmoral Hotel, Princes Street, Edinburgh EH2 3EQ (map)
2 for 2.15pm to 4pm, followed by drinks |
Discussion Topics • Issues raised by members |
|
| 5th Mar 12 | Private Wealth Management | London |
|---|---|---|
| Private Wealth Management | ||
|
Chairman Scott Soper Compliance Director Foster Denovo The City of London Club, 19 Old Broad Street, London EC2N 1DS (map) 3.15 for 3.30pm to 5.00pm, followed by drinks |
Discussion Topics • Issues raised by members |
|
| 6th Mar 12 | Asset Management | London |
|---|---|---|
| Asset Management | ||
|
City of London Club, 19 Old Broad Street, London EC2N 1DS (map)
2 for 2.15pm to 4pm, followed by drinks |
Discussion Topics • Issues raised by members |
|
| 19th Mar 12 | Operational Risk | London |
|---|---|---|
| Operational Risk | ||
|
The City of London Club, 19 Old Broad Street, London EC2N 1DS (map)
3 for 3.15pm to 5pm, followed by drinks |
Discussion Topics • Issues raised by members |
|
| 20th Mar 12 | Financial Crime | London |
|---|---|---|
| Financial Crime | ||
|
Chairman Sterl Greenhalgh Partner Grant Thornton Grant Thornton's Offices, 30 Finsbury Square, London EC2A 1AG (map) 3.45 for 4pm to 5.30pm, followed by drinks |
Discussion Topics • Issues raised by members |
|
| Sponsors - Grant Thornton | ||
| 26th Mar 12 | Complaints Handling | Edinburgh |
|---|---|---|
| Complaints Handling | ||
|
The Balmoral Hotel, Princes Street, Edinburgh EH2 3EQ (map)
2 for 2.15pm to 4pm, followed by drinks |
Discussion Topics • Issues raised by members |
|
| Sponsors - Huntswood & CDC Software | ||
| 27th Mar 12 | Compliance - Scotland | Edinburgh |
|---|---|---|
| Compliance | ||
|
The Balmoral Hotel, Princes Street, Edinburgh EH2 3EQ (map)
2 for 2.15pm to 4pm, followed by drinks |
Discussion Topics • Issues raised by members |
|
