| 31st Jan 12 | Compliance - Scotland | Edinburgh |
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| Compliance - Scotland | ||
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Chairman Nicky Young Senior Regulatory Affairs Consultant Standard Life The Balmoral Hotel, Princes Street, Edinburgh EH2 2EQ (map) 2 for 2.15pm to 4pm, followed by drinks |
Discussion Topics • MiFID II • FSA guidance on Distributor Influenced Finds (DIFs) • Financial promotions (inc. social media) • FSA: changing approach to regulation • RDR: advisor charging • UCITS: KIDs • FSA guidance on financial crime • Impact of Eurozone crisis • Issues raised by members |
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