19th Feb 18 Private Wealth Management London
Private Wealth Management
Chairman
Paul Mihajlovic
Baringa Partners

City of London Club, 19 Old Broad Street, London EC2N 1DS (map)

2 for 2.15pm to 4pm, followed by drinks
Discussion Topics

• MiFID II
--valuation statements and suitability review requirements
--costs & charges: SCM dossier
--product distribution policies
--research controls
--inducements/hospitality
--showing performance on valuations
--other areas
• PRIIPs
--absence of KIDs
--other areas
• EBA prudential regime proposal
• Vulnerable client procedures
• FOS Treasury sub-committee meeting
• Other issues


 

Search

Calendar